24 to 26 March 2021

Market Abuse in the EU: Latest Developments

Published 3 weeks, 4 days ago

Objective

This online seminar will explore the latest developments in the EU regulatory regime to prevent market abuse centred on the recently published outcomes of the ESMA MAR review.

It will look at the current regulatory framework for market abuse and its enforcement and provide a comprehensive update on the latest regulatory and compliance trends in this field.

Key topics

  • Benchmark provisions and the interplay between MAR and collective investment undertakings
  • Insider-dealing and disclosure
  • Pre-hedging: risks of market abuse and of violation of conduct rules
  • Buy-back programmes
  • Insider lists and managers’ transactions
  • Cross-market order book surveillance
  • Cross-border enforcement of sanctions and administrative sanctions
  • Retention of personal data

Who should attend?

EU & national regulators/supervisors, legal officers in financial services sectors, lawyers in private practice, compliance officers.