Event

24 to 26 March 2021

Market Abuse in the EU: Latest Developments

Published 3 years, 9 months ago

Organizer	Academy of European Law
Link	https://www.era.int/cgi-bin/cms?_SID=d0de95b10ca6cfe961cefa70d23d6336b59c56be00767537465316&_sprache=en&_bereich=artikel&_aktion=detail&idartikel=130453
Contact	Jens Hillebrand Pohl

Objective

This online seminar will explore the latest developments in the EU regulatory regime to prevent market abuse centred on the recently published outcomes of the ESMA MAR review.

It will look at the current regulatory framework for market abuse and its enforcement and provide a comprehensive update on the latest regulatory and compliance trends in this field.

Key topics

Benchmark provisions and the interplay between MAR and collective investment undertakings
Insider-dealing and disclosure
Pre-hedging: risks of market abuse and of violation of conduct rules
Buy-back programmes
Insider lists and managers’ transactions
Cross-market order book surveillance
Cross-border enforcement of sanctions and administrative sanctions
Retention of personal data

Who should attend?

EU & national regulators/supervisors, legal officers in financial services sectors, lawyers in private practice, compliance officers.